FINRA SIE Question Answer
Which of the following is considered nonpublic information?
Customer's name
Customer's address
Customer's net worth
Customer's telephone number
Step by Step Explanation:
Nonpublic Information: A customer’s net worth is nonpublic personal information that requires confidentiality under Regulation S-P.
Incorrect Options:
A, B, and D: Names, addresses, and phone numbers may be public unless linked to specific financial or personal details.
TESTED 02 Jan 2026
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