New Year Special - 75% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: ac75sure

Company ABC stock currently trades on an exchange.

FINRA SIE Full Course Access
FINRA SIE View All Questions

Company ABC stock currently trades on an exchange. An ABC insider wants to sell a large number of shares of her privately held ABC stock. ABC files the necessary paperwork to register the shares, but the insider decides to wait and sell the stock at a later date. Which of the following terms best describes the type of offering that is occurring in this situation?

A.

A rights offering

B.

A private offering

C.

An exempt offering

D.

A secondary offering

SIE PDF/Engine
  • Printable Format
  • Value of Money
  • 100% Pass Assurance
  • Verified Answers
  • Researched by Industry Experts
  • Based on Real Exams Scenarios
  • 100% Real Questions
buy now SIE pdf
Get 75% Discount on All Products, Use Coupon: "ac75sure"
Next
An investor sells shares of a closed-end fund at the market.
Which of the following is considered nonpublic information?
Previous