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An established securities house in Quebec offers several investment products, including mutual funds and various...

An established securities house in Quebec offers several investment products, including mutual funds and various securities (e.g., bonds and stocks). An administrative employee has brought forward a potential fund trading violation by a registered employee. Immediately following the employee's report what action is most likely to occur?

A.

CIRO will investigate as a CSA.

B.

AMF will investigate as a CSA.

C.

AMF will investigate as a SRO.

D.

CIRO will investigate as a SRO.

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