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Under FINRA rules, which of the following events does not require a registered representative to...

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Under FINRA rules, which of the following events does not require a registered representative to update her Form U4 disclosure?

A.

Felony convictions

B.

Regulatory disciplinary actions

C.

Receipt of a deficiency letter after an internal compliance audit

D.

Any resolution of customer complaints involving payment of $15,000 or more

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