New Year Sale Special Limited Time 65% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: ac4s65

At a prospecting event, a registered representative (RR) provides cards for attendees to write down...

At a prospecting event, a registered representative (RR) provides cards for attendees to write down their contact information if they want to have a follow-up meeting with her. Which of the following actions should the RR take in this situation to comply with telemarketing rules?

A.

Obtain the broker-dealer's approval before making a call

B.

Limit contact with prospects to between 9 a.m. and 9 p.m.

C.

Contact the prospects at will since they provided express written consent

D.

Prior to contacting the prospects, check all of the names on the cards to make sure they are not on the National Do Not Call Registry

SIE PDF/Engine
  • Printable Format
  • Value of Money
  • 100% Pass Assurance
  • Verified Answers
  • Researched by Industry Experts
  • Based on Real Exams Scenarios
  • 100% Real Questions
buy now SIE pdf
Get 65% Discount on All Products, Use Coupon: "ac4s65"