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A registered representative (RR) at a member firm is the subject of a statutory disqualification.

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A registered representative (RR) at a member firm is the subject of a statutory disqualification. Which of the following statements is true?

A.

The RR is prohibited from soliciting business but is permitted to accept unsolicited orders.

B.

The RR is prohibited from any association or employment with a member firm unless he obtains a waiver.

C.

The RR is prohibited from employment by a member firm in any registered capacity but is permitted to be employed in an unregistered capacity.

D.

A statutory disqualification, although reportable to CRD, does not affect employment in the securities industry.

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