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Under which of the following conditions may a registered representative of a firm that is...

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Under which of the following conditions may a registered representative of a firm that is an underwriter of a new offering of common stock send to a client a copy of the firm’s research report on that stock?

A.

if it is accompanied by a red herring

B.

if he has permission of his employer

C.

if his firm is not the managing underwriter

D.

under no circumstances

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