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Under Regulation T of the Federal Reserve, when may a broker overlook an amount due...

FINRA Series-7 Full Course Access
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Under Regulation T of the Federal Reserve, when may a broker overlook an amount due in a customer’s account?

A.

if it does not exceed $1,000

B.

if the client makes a request in writing

C.

if the value of a trade is less than $1,000

D.

under no circumstances

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