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The practice of positioning stock in response to a customer’s order and immediately after marking...

FINRA Series-7 Full Course Access
FINRA Series-7 View All Questions

The practice of positioning stock in response to a customer’s order and immediately after marking it up for resale to the customer is:

A.

a factor to consider in the FINRA guideline

B.

a simultaneous transaction

C.

a riskless transaction

D.

all of the above

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