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The FINRA markup policy requires that over-the-counter transactions with a customer be at:

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The FINRA markup policy requires that over-the-counter transactions with a customer be at:

A.

prices reasonably related to the current market price of the security

B.

a markup not to exceed 5% of the current offering price

C.

prices reasonably related to the dealer’s cost

D.

a markup based on previous activity in the customer’s account

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