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The FINRA Conduct Rules permit a transaction made “seller’s option” to be delivered earlier than...

The FINRA Conduct Rules permit a transaction made “seller’s option” to be delivered earlier than the expiration of the contract if:

A.

the buyer is given one-day notice in writing

B.

the seller is located in New York City

C.

the client requests it

D.

the buyer is a non-clearing member

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