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The Bubba Corporation is offering stock to the public for the first time.

FINRA Series-7 Full Course Access
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The Bubba Corporation is offering stock to the public for the first time. The registration statement lists 150,000 shares for sale at $400 per share. The company conducts business in a 100-mile radius that includes towns in two neighboring states.

Which of the following information is not required in the preliminary prospectus for this offering?

A.

a notice in red ink to the effect that the prospectus has not been approved by the SEC

B.

a section describing how the funds from the sale will be used

C.

a statement of the company’s assets and liabilities

D.

the price at which the issue is offered

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