FINRA Series-7 Question Answer
A four-letter symbol assigned to an issue is characteristic of an equity security that is:
authorized for inclusion in the NASDAQ system
listed on the NYSE
admitted to unlisted trading privileges on a regional stock exchange
trading in less than 100-share units on the American Stock Exchange
authorized for inclusion in the NASDAQ system. Stocks listed on an exchange have no more than three characters in their symbols.
TESTED 06 Jul 2025
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