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MoeMoney Investment Advisers, LLC is registered in the state of Texas, and its three offices...

FINRA Series-63 Full Course Access
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MoeMoney Investment Advisers, LLC is registered in the state of Texas, and its three offices are all located in the greater Dallas-Fort Worth area. Five of its clients-all individuals-have relocated to Colorado and all have indicated a desire to retain the services of MoeMoney. In order for this to be possible,

A.

MoeMoney will need to apply for and be granted registration as an investment adviser in the state of Colorado.

B.

each client will have to write a letter to the Administrator of the state of Colorado on MoeMoney’s behalf.

C.

MoeMoney will need to apply for and be granted registration as an investment adviser representative in the state of Colorado.

D.

Neither MoeMoney nor its clients need do anything.

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