Ari Gaunt is a registered agent employed by Small &Associates Broker-Dealers.

If Ari is found guilty and has his license revoked, Small & Associates will have its license revoked as well and must reapply for reinstatement by filling out an application and paying the requisite filing fees.

If Ari is found guilty and has his license revoked, Small & Associates will be subject to a fine.

If Ari is found guilty and has his license revoked, he can appeal the decision in a court of law if he files the appeal within sixty days.

The Administrator of the state can assess Ari with both civil and criminal penalties.