Summer Special Limited Time 60% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: 8w52ceb345

Karen works Monday to Wednesday for a member of the MFDA as a dealing representative...

Karen works Monday to Wednesday for a member of the MFDA as a dealing representative and Thursday and Friday as a language instructor at a local college. Client orders received on Thursdays and Fridays are held until Karen returns to work the following week. What condition of dual employment is violated under these circumstances?

A.

The dealer must maintain procedures to address any potential conflicts of interest

B.

Karen’s alternate employment must not bring the MFDA, its members, or the mutual fund industry into disrepute

C.

The dealer must maintain procedures to ensure continuous service to clients

D.

The dealer must be aware of and approve of Karen’s other occupation

IFC PDF/Engine
  • Printable Format
  • Value of Money
  • 100% Pass Assurance
  • Verified Answers
  • Researched by Industry Experts
  • Based on Real Exams Scenarios
  • 100% Real Questions
buy now IFC pdf
Get 60% Discount on All Products, Use Coupon: "8w52ceb345"