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Which of the following are obligations on mutual fund dealing representatives imposed by The Proceeds...

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Which of the following are obligations on mutual fund dealing representatives imposed by The Proceeds of Crime (Money Laundering) and Terrorist Financing Act?

A.

record-keeping of large transactions, account-related information, and other relevant records

B.

reporting all financial transactions to the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)

C.

enhancing public awareness of matters related to money laundering and terrorist financing

D.

confirming client identity each time before concluding any transaction

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