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An unlicensed person was hired at a securities administrator, and they accepted their first case,...

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An unlicensed person was hired at a securities administrator, and they accepted their first case, which may result in suspending a registrant's license. The new hire immediately requests a subpoena of witnesses (and evidence) and requests guidance from the FATF. What error did the new hire likely commit?

A.

Requesting legally binding documentation

B.

Proceeding on a case without proper registration

C.

Engaging an unrelated inter-governmental department

D.

Investigating a licensing violation case

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