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A mutual fund sales representative is under pressure to meet certain sales objectives.

A mutual fund sales representative is under pressure to meet certain sales objectives. However, he consistently ignores these quotas when making client recommendations. Which standard of conduct has he followed?

A.

Provision of appropriate cautions for potentially unsuitable investments

B.

The obligations to put the client’s interests first

C.

The obligation to keep client information confidential

D.

The maintenance of a high standard of professional knowledge

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