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A mutual fund sales representative is asked to make a presentation to an investment club.

A mutual fund sales representative is asked to make a presentation to an investment club. During the presentation, he discusses personal experiences of a questionable nature. What aspect of Professionalism is relevant to this situation?

A.

Conduct of personal business

B.

Personal financial dealings with clients

C.

Other personal endeavors

D.

Solicitation of client business

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