Which of the following employee behaviors would not trigger an AML red flag?
A.
An employee lives a lavish lifestyle that could not be supported by his or her salary.
B.
An employee is involved in an excessive number of unresolved exceptions.
C.
An employee uses company resources to further private interests.
D.
An employee generates high earnings on investments made on the stock market.
The Answer Is:
D
This question includes an explanation.
Explanation:
While this behavior may warrant scrutiny in certain circumstances, it is not inherently suspicious or indicative of money laundering. In contrast, the other behaviors listed (living beyond one's means, excessive unresolved exceptions, and using company resources for personal gain) may suggest that an employee is engaging in or facilitating money laundering activity.
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