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A compliance officer is developing management reporting information to provide leadership with insights into the...

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A compliance officer is developing management reporting information to provide leadership with insights into the financial crime risk related to an institution's customer population.

Which of the following is a key risk indicator to include in the reporting to allow leadership to monitor whether there are any key changes to the inherent risk of the customer population? (Choose two.)

A.

Percentage of regulatory reports for high-risk customers not completed within the required regulatory deadlines

B.

Percentage change of transaction monitoring alerts escalated for investigation compared to the previous quarter

C.

Percentage of customers for whom onboarding verification was not completed within KYC policy service-level agreement (SLA) requirements

D.

Number and percentage of senior politically exposed persons (PEPs) who were onboarded in the past quarter compared to all active customers

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