ACI 3I0-013 Question Answer
Which of the following is required for institutions acting as prime brokers?
They must remain neutral and stay out of disputes between their customers.
They must rely on the execution venue to resolve disputes.
They must delegate the resolution of broken trades downstream to their clients.
They must take responsibility for the swift resolution of any disputes.
TESTED 16 Oct 2025
Copyright © 2014-2025 ACE4Sure. All Rights Reserved