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What should be done if a broker fails to conclude a transaction at the quoted...

ACI 3I0-012 Full Course Access
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What should be done if a broker fails to conclude a transaction at the quoted price and the dealer has to accept a lesser quote to neutralize his risk?

A.

‘stuff’ the broker and insist on a replacement name at the original price

B.

accept a bank transfer compensation payment in favour of the bank or adjustment to brokerage bills

C.

refuse any sort of compensation from the broker for the amount concerned

D.

acknowledge the excuses of the broker and accept his offer of entertainment in compensation for the failed transaction

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